Account Management Overview
Learn about the different service modules that are processed in Account Management
Account Management Requests enable users to open new investment accounts and update important client profile information. These requests ensure that all account and KYC (Know Your Client) details are accurate, complete, and compliant.
New Account Application
The New Account Application service request is used when a client wants to open a new investment account. This request ensures that the account is opened under the correct registration type and aligned with the client’s profile.
What are the different methods to Open a New Account
Clients can open accounts through the following methods:
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Individual Application – Open a personal account held by a single individual.
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Joint Application – Open an account held jointly by two or more individuals.
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Entity Application – Open an account held by a corporation, trust, or other legal entity, either individually or jointly.
KYC Update
The KYC Update service request is used when a client needs to update information related to their Know Your Client (KYC) profile. Keeping this information current is essential for compliance and for ensuring that investment recommendations remain suitable.
What are the different methods to Update KYC Information
Clients can Update KYC information through the following methods:
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Client – Update general client profile details.
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Address – Update the client’s current residential address.
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Employment – Update the client’s employment status or employer details.
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Financial – Update information about the client’s income, assets, or liabilities.
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Investor – Update details about the client’s investment experience and risk tolerance.
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Tax – Update tax residency, citizenship, and other related information.
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TCP – Update information for the client’s Trusted Contact Person (TCP).
Tip: Navigating Account Management Requests
- Within each section of this article detailing the various request types, you will find links that provide further insights into each request.
- By clicking these links, you can explore additional information about the request methods, step-by-step guides, service standards, and frequently asked questions.
- Whenever you encounter a link within an article, it will direct you to additional resources for more comprehensive learning.