CIRO Additional Information
Learn about the helpful Resources for Investors
As a proud member of the Canadian Investment Regulatory Organization (CIRO) and the Canadian Investor Protection Fund (CIPF), we are committed to helping you navigate your financial journey with confidence and trust. This additional information brochure highlights key resources and information designed to support you in making informed investment decisions. Additionally, we have made available to you information on our carrying broker, National Bank Independent Network.
Helpful Resources for Investors
Opening an Investment Account: Learn about the steps involved in opening an investment account, the information you’ll need to provide, and what to expect during the process. Read more here: Opening an Investment Account or read our knowledge base article.
CIRO Complaints Brochure: Understand your rights as an investor and how to raise a concern or complaint if you encounter an issue with your investment account. This document explains the complaints process in detail. Read more here: CIRO Complaints Brochure or read our knowledge base article.
How CIRO Protects Investors: CIRO provides oversight to ensure investment dealers and advisors comply with high regulatory standards. Learn how CIRO’s regulatory framework works to protect your investments. Read more here: How CIRO Protects Investors or read our knowledge base article.
Strip Bonds and Strip Bond Packages: Discover valuable insights into strip bonds and strip bond packages, including the risks, benefits, and considerations for incorporating these instruments into your investment portfolio. Read more here: Strip Bonds and Strip Bond Packages or read out knowledge base article.
Canadian Investor Protection Fund: Learn how CIPF provides protection to eligible investors in the rare event of an investment dealer’s insolvency. Read more here: Canadian Investor Protection Fund
Welcome to National Bank Independent Network: Explore the benefits of working with National Bank Independent Network, a trusted partner offering personalized investment solutions. Read more here: Welcome to National Bank Independent Network or read our knowledge base article.
Why Choose a CIRO-Regulated Investment Dealer?
- Transparency: Clear and consistent communication to keep you informed.
- Investor Protection: Oversight ensures your investments are handled ethically and responsibly.
If you have any questions relating to any of the above resources, please don’t hesitate to reach out to your Portfolio Manager or Investment Advisor directly.