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Fund Disclosure Document 

Learn about what the Fund Disclosure Document is.

What is the Fund Disclosure Document?

The Fund Disclosure Document provides detailed information about the investment funds offered, including objectives, strategies, risks, and fees. It is required to ensure clients understand what they are investing in and the associated risks and costs. This document is included as part of the Client Information Form (CIF).

Why is the Fund Disclosure Document Important? 

  • Informed Investment Decisions: Provides clear, understandable information about a fund’s strategy, objectives, and historical performance.
  • Risk Management: Clearly outlines potential risks, empowering investors to fully understand and assess the risk before investing.
  • Cost Transparency: Breaks down fees and costs, allowing investors to accurately compare funds and evaluate their value relative to their costs.
  • Regulatory Compliance:Required by regulators (e.g., securities commissions) to maintain fairness, transparency, and consumer protection within financial markets.

  • Investor Protection: Prevents misleading or incomplete information from reaching investors, helping protect against fraud and poor decision-making.

What is in the Fund Disclosure Document?

  • Optimize Private Client Program 
  • Investment Objectives, Strategies and Restrictions of the Optimize Funds .
  • Management of Funds and the Optimize Private Client Program 
  • Conflicts of Interest 
  • Fees and Expenses 
  • Distributions 
  • Valuation and Net Asset Value 
  • Redemption of Units 
  • Units of the Funds
  • Certain Risk Factors 
  • Declaration of Trust 
  • Material Contracts 
  • Administrator 
  • Custodian 
  • Auditors 

Please review the document in full to learn more details about each category.